Interpretation of the Comprehensive Rectification Plan for Illicit Cross-Border Operations in Securities, Futures, and Funds
Recently, eight Chinese regulatory authorities, including the China Securities Regulatory Commission (CSRC), jointly issued the "Implementation Plan for the Comprehensive Remediation of Illegal Cross-Border Securities, Futures, and Fund Operations" (hereinafter referred to as the "Remediation Plan"). The issuance of the Remediation Plan marks that regulatory authorities have integrated illegal cross-border securities, futures, and fund operations into a multi-agency coordinated, full-chain supervisory, and normalized comprehensive governance framework.
This round of remediation represents a continuation and consolidation of prior regulatory actions. Since the end of 2022, the regulators have established a rectification approach centered on "effectively curbing new illegal activities while systematically resolving existing ones," and subsequently articulated the principle of "applying unified supervision to similar types of business activities." Building on this foundation, the Remediation Plan introduces the overarching objective of a "two-year concentrated remediation period," sets forth the fundamental principles of "resolutely cracking down on illegal operations and prudently addressing existing ones," and systematically enhances the governance mechanism.
Financial Committee is pleased to invite the legal experts to share insights of this "Remediation Plan", welcome all related member companies to join and have further discussion.
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ๆฌ่ฝฎๆดๆฒปๆฏๅฏนๅๆ็็ฎก่กๅจ็ๅปถ็ปญๅๆป็ปใ็็ฎก่ช2022ๅนดๅบๅณ็กฎ็ซไบ"ๆๆ้ๅถๅข้๏ผๆๅบๅ่งฃๅญ้"็ๆดๆนๆ่ทฏ๏ผๅ็ปญไบฆๆ็กฎไบ"ๅไธ็ฑปไธๅกๅฎๆฝ็ปไธ็็ฎก"็ๅๅใๆฌๆฌกใๆดๆฒปๆนๆกใๅจๆญคๅบ็กไธๆๅบไบ"2ๅนด้ไธญๆดๆฒปๆ"็ๆปไฝ็ฎๆ ๏ผ็กฎ็ซ"ๅๅณๅ็ผ้ๆณใ็จณๅฆฅๆธ ็ๅญ้"็ๅบๆฌๅๅ๏ผๅนถ็ณป็ปๆงๅฎๅไบๆฒป็ๆบๅถใ
ๆฌๆฌกๆดปๅจ้่ฏทไธๅฎถ้ๅฏนใๆดๆฒปๆนๆกใ่ฟ่ก่ฏฆ็ป่งฃ่ฏป๏ผๆฌข่ฟไผๅๅไผ่ฎจ่ฎบใ
Event Details:
- Event format: Hybrid
- Time & Date: Tuesday, June 2, 2 PM - 3 PM (Registration will start from 2:00 PM to 2:10 PM)
- Language: Chinese
- Contact: Ada Yang, ayang@amchamchina.org
Notes:
- Registration for this event will close at 5:00 PM on Monday, June 1.
- Tickets are nonrefundable within 48 hours before the start of the event.
- Walk-ins are not acceptable.
- All the fapiao will be sent to your email box after the event.
